Bharosa Advisory Services
Bharosa Advisory Services has completed a beta with under twenty family units. Based on the results of the Beta a decision has been taken to not add new customers or renew existing ones till further notice.
The rationale for this decision is that we want to focus on providing tools, templates and insights to Banks, Wealth management firms, RIA and MFD and not run our own advisory business as this could be perceived as a conflict of interest by the firms we want to work with us as partners.
SEBI's mandatory disclosure requirement on all ‘Investment Adviser’ websites
This page contains all the regulatory disclosures required to be displayed on the website. To learn more about this, you can view the SEBI Circular here.
SEBI Registration Details
Firm Name: Bharosa Technoserve Private Ltd | RIA No: INA100004657| Reg. Type: Non-Individual | Validity: Perpetual | Reg. address: 401 Aradhana Apartments, RK Puram Sector 13, New Delhi 110066 | Phone: 98991 13595
Associated SEBI regional office: NBCC Complex, Office Tower-1, 8th Floor, Plate-B, East Kidwai Nagar, New Delhi-110 023
BASL Membership No: 1391
Registration granted by SEBI, membership of BASL, and certification from NISM does in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
Regulatory Complaints Disclosures
SEBI mandates all RIAs to display the complaints status on the website as shown below. Investors can first contact the intermediary in case of complaints, in our case through the email [email protected]. For grievances, here are links to the SEBI portal and SmartODR.
Data as of last month ending: April 30th, 2025
In case of any grievance / complaint against Bharosa Technoserve Private Ltd (“Bharosa Club Advisory”) please contact:
- Anita Bhargava / Compliance Officer / [email protected] / +919899113595
- Sanjay Bhargava / Principal Officer / [email protected] / +919999994086
Company Name: Bharosa Technoserve Private Ltd
CIN Number: U74140DL2015PTC280668
Grievances: [email protected]
Principal officer: Sanjay Bhargava
Principal officer contacts: +919999994086; [email protected]
| S.No. | Received from | Pending as of last month | Received | Resolved* | Total pending# | Pending >3 months | Avg. resolution time^ |
|---|---|---|---|---|---|---|---|
| 1. | Directly from investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2. | SEBI - SCORES | 0 | 0 | 0 | 0 | 0 | 0 |
| 3. | Other sources | 0 | 0 | 0 | 0 | 0 | 0 |
| Total | 0 | 0 | 0 | 0 | 0 | 0 |
Trend of monthly disposal of complaints
| S.No. | Month | Carried fwd. from prev. month | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1. | Apr 2023 | 0 | 0 | 0 | 0 |
| 2. | May 2023 | 0 | 0 | 0 | 0 |
| 3. | Jun 2023 | 0 | 0 | 0 | 0 |
| 4. | Jul 2023 | 0 | 0 | 0 | 0 |
| 5. | Aug 2023 | 0 | 0 | 0 | 0 |
| 6. | Sep 2023 | 0 | 0 | 0 | 0 |
| 7. | Oct 2023 | 0 | 0 | 0 | 0 |
| 8. | Nov 2023 | 0 | 0 | 0 | 0 |
| 9. | Dec 2023 | 0 | 0 | 0 | 0 |
| 10. | Jan 2024 | 0 | 0 | 0 | 0 |
| 11. | Feb 2024 | 0 | 0 | 0 | 0 |
| 12. | Mar 2024 | 0 | 0 | 0 | 0 |
| 13. | Apr 2024 | 0 | 0 | 0 | 0 |
| 14. | May 2024 | 0 | 0 | 0 | 0 |
| 15. | Jun 2024 | 0 | 0 | 0 | 0 |
| 16. | Jul 2024 | 0 | 0 | 0 | 0 |
| 17. | Aug 2024 | 0 | 0 | 0 | 0 |
| 18. | Sep 2024 | 0 | 0 | 0 | 0 |
| 19. | Oct 2024 | 0 | 0 | 0 | 0 |
| 20. | Nov 2024 | 0 | 0 | 0 | 0 |
| 21. | Dec 2024 | 0 | 0 | 0 | 0 |
| 22. | Jan 2025 | 0 | 0 | 0 | 0 |
| 23. | Feb 2025 | 0 | 0 | 0 | 0 |
| 24. | Mar 2025 | 0 | 0 | 0 | 0 |
| 25. | Apr 2025 | 0 | 0 | 0 | 0 |
| 25. | May 2025 | – | – | – | – |
| Total | 0 | 0 | 0 | 0 |
Trend of annual disposal of complaints
| S.No. | Year | Carried fwd. from prev. year | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1. | 2022-23 | 0 | 0 | 0 | 0 |
| 2. | 2023-24 | 0 | 0 | 0 | 0 |
| 3. | 2024-25 | 0 | 0 | 0 | 0 |
| Total | 0 | 0 | 0 | 0 |
*Inclusive of complaints of previous months/years resolved in the current month/year | ^Time in days | # Inclusive of complaints pending as on the last day of the month/year
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 for the previous and current financial year are as under:
| S.No. | Financial year | Compliance Audit Status | Remarks, if any |
|---|---|---|---|
| 1. | FY 2020-21 | Completed | n/a |
| 2. | FY 2021-22 | Completed | n/a |
| 3. | FY 2022-23 | Completed | n/a |
| 4. | FY 2023-24 | Completed | n/a |
| 4. | FY 2024-25 | In progress | n/a |
SEBI Investor Charter
To facilitate investor awareness, SEBI has created an ‘Investor Charter’ pertaining to Investment Advisers.